This job has expired.
Financial Advisor Transition Liaison Needed in Carpinteria, CA (In-Office)
Salary Range: $55k-$63k Annually
Works somewhat like a project manager helping/assisting financial advisors transition from another broker/dealer to our broker/dealer. Moving book of business, help them to get registered with us and train on their systems/applications, etc..
Customer Service Skills a must
Project Management helpful
Will be working with Advisors who are moving from another broker/dealer to ours
Communication skills
Relationship Building and follow up skills
Basic to Intermediate Excel skills
On Site Required
Job SummaryAs part of the Transition Services Team, the Transition Liaison acts as the primary contact for financial advisors joining our company. The Transition Liaison will guide transitioning advisors through a comprehensive transition process and coordinate home office resources, helping to ensure a smooth onboarding process. The position also requires providing initial training and overall guidance to financial advisors during their transitioning period. In addition, the Transition Liaison will be responsible for assisting with all aspects of transitioning new Financial Centers and Strategic Alliance Groups.
Additional License and/or Certification InformationFINRA SIE, Series 6 or 7 preferred or willingness to obtain within 12 months from hirePosition Information: This is an on-site position located at our headquarters in Carpinteria, CA
Additional Job Duties
Subscribe to job alerts and upload your resume!
*By registering with our site, you agree to our
Terms and Privacy Policy.
|
|
|